Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Earle Baer | 2875427 | 1 | 02/10/2016 | Customer Dispute | Denied | $57,237.00 | $0.00 | See FINRA Report |
| Patricia Jeannine Tippins | 2283279 | 3 | 12/05/2015 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Craig Michael Bentley | 3241519 | 3 | 11/16/2015 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Harold Jay Meyers | 333327 | 8 | 10/05/2015 | Customer Dispute | Denied | $677,317.00 | $0.00 | See FINRA Report |
| Monica T Williams | 3272208 | 1 | 09/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Henry Thomas | 1012387 | 2 | 09/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna J Kane | 4306537 | 1 | 08/12/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shelley Schudlich | 1491947 | 1 | 08/12/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Manuel David Lozano | 1004483 | 9 | 07/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Allen Stevens | 1804469 | 7 | 07/16/2015 | Customer Dispute | Denied | $47,819.00 | $0.00 | See FINRA Report |