Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Jay Meyers | 333327 | 8 | 07/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Arnold Chappell | 2471281 | 1 | 07/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kerry John Mangano | 1059546 | 5 | 07/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Lee Sickler | 1182043 | 3 | 06/30/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Naula | 345238 | 3 | 06/28/2016 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Kenneth Thomas Bruno | 854559 | 6 | 05/20/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Ronald William Oliver | 1666760 | 1 | 04/24/2016 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael Stephen Long | 856325 | 2 | 03/31/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Wruck | 1899306 | 2 | 02/17/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Portnoy | 1855624 | 1 | 02/15/2016 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |