Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Elliot Gottesman | 1500177 | 8 | 06/24/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| David Louis Okun | 351789 | 3 | 06/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel V Morse Jr | 2609705 | 2 | 02/20/1998 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Robert Marshall Jelderks | 2303460 | 2 | 01/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |