Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Luedke | 873796 | 4 | 06/25/2019 | Customer Dispute | Denied | $31,723.00 | $0.00 | See FINRA Report |
| Robert Craig Shirley | 2021090 | 5 | 03/20/2019 | Customer Dispute | Denied | $180,242.00 | $0.00 | See FINRA Report |
| Robert David Cohen | 1162192 | 6 | 01/14/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Francis | 2783866 | 1 | 08/06/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Taylor Edward Browman | 734371 | 4 | 07/21/2018 | Customer Dispute | Denied | $23,792.80 | $0.00 | See FINRA Report |
| Thomas Lee Sickler | 1182043 | 3 | 07/19/2018 | Customer Dispute | Denied | $45,084.00 | $0.00 | See FINRA Report |
| Robert Lynn Mitchell | 1523211 | 5 | 05/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Barry Jenkins | 1473998 | 4 | 04/30/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick Charles Shibel | 1121121 | 1 | 03/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christian Asmus Comberg | 2040441 | 1 | 03/12/2018 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |