Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Joseph Flesch | 726610 | 1 | 05/26/2000 | Customer Dispute | Denied | $62,380.00 | $0.00 | See FINRA Report |
| Andrew Ernest Jones | 1255379 | 1 | 04/03/2000 | Customer Dispute | Denied | $8,219.75 | $0.00 | See FINRA Report |
| Stephen Jay Cohen | 2528898 | 4 | 02/23/2000 | Customer Dispute | Denied | $8,547.00 | $0.00 | See FINRA Report |
| Todd Allen Rinderer | 1764251 | 3 | 02/16/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Wirth | 867894 | 1 | 01/16/2000 | Customer Dispute | Denied | $66,427.00 | $0.00 | See FINRA Report |
| Katharine Hutchinson Boyer | 714150 | 1 | 01/07/2000 | Customer Dispute | Denied | $9,495.00 | $0.00 | See FINRA Report |
| Donald Bruce Scharenberg | 865859 | 1 | 12/15/1999 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Charles Marcolla | 1276158 | 1 | 11/02/1999 | Customer Dispute | Denied | $5,200.00 | $0.00 | See FINRA Report |
| Mitchel Cea Peterson | 2913288 | 1 | 09/12/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Neal Rosenthal | 2408661 | 3 | 08/20/1999 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |