Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Albert Bonnette | 1561248 | 7 | 01/17/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dow Tomlinson | 3172891 | 2 | 12/06/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Harold Dudley Shollmier | 2932814 | 2 | 12/03/2001 | Customer Dispute | Denied | $5,709.83 | $0.00 | See FINRA Report |
| Steven Arthur Bullard | 1628985 | 2 | 11/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wayne Deloss Breyfogle | 840373 | 1 | 10/29/2001 | Customer Dispute | Denied | $9,077.20 | $0.00 | See FINRA Report |
| Thomas Meredith Bolton | 1398115 | 3 | 10/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael William Armon | 869408 | 1 | 10/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew John Foster | 2995537 | 2 | 10/08/2001 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Robert E Maloney | 825047 | 1 | 09/26/2001 | Customer Dispute | Denied | $222,347.00 | $0.00 | See FINRA Report |
| Matthew Robert Naula | 345238 | 3 | 08/25/2001 | Customer Dispute | Denied | $9,147.81 | $0.00 | See FINRA Report |