Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Howard Lewit | 1690053 | 1 | 03/08/2002 | Customer Dispute | Denied | $19,539.00 | $0.00 | See FINRA Report |
| Richard Francis Crosby | 2218181 | 2 | 03/05/2002 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| William Robert Mielke | 1219765 | 6 | 03/05/2002 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Martin Allen Stevens | 1804469 | 7 | 03/04/2002 | Customer Dispute | Denied | $11,257.00 | $0.00 | See FINRA Report |
| Martin Allen Stevens | 1804469 | 7 | 03/04/2002 | Customer Dispute | Denied | $13,476.20 | $0.00 | See FINRA Report |
| Jeffrey Scott Luedke | 873796 | 4 | 02/15/2002 | Customer Dispute | Denied | $86,000.00 | $0.00 | See FINRA Report |
| Edwin Jerry Kinney | 1011429 | 1 | 02/05/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Diane Harriette Denham | 708921 | 1 | 01/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Isler | 2373227 | 3 | 01/17/2002 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Steven Elliot Gottesman | 1500177 | 8 | 01/17/2002 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |