Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Albert Bonnette | 1561248 | 7 | 11/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew C Arness | 2704740 | 1 | 11/08/2002 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Jeffrey John Kartheiser | 1360201 | 4 | 10/18/2002 | Customer Dispute | Denied | $43,312.60 | $0.00 | See FINRA Report |
| Taylor Edward Browman | 734371 | 4 | 10/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Saul Mann | 1008052 | 3 | 09/26/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Christopher Johnson | 1991393 | 2 | 09/04/2002 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
| Bruce Allen Edelsohn | 1637823 | 1 | 09/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Wayne Ridley | 1841554 | 1 | 08/26/2002 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Mark Loren Myers | 1180908 | 2 | 08/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter James Nazos | 2093302 | 3 | 08/22/2002 | Customer Dispute | Denied | $21,690.00 | $0.00 | See FINRA Report |