Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Herbert Charles Buchbinder | 34261 | 5 | 10/21/2003 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Timothy Brian Williams | 1965284 | 1 | 09/17/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth N Borger | 2341551 | 1 | 08/28/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Cynthia Elaine Touchton | 2381833 | 2 | 08/18/2003 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Patrick Daniel Hayes | 1771991 | 2 | 08/04/2003 | Customer Dispute | Denied | $97,000.00 | $0.00 | See FINRA Report |
| Todd Addison Haacke | 2435845 | 4 | 06/03/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Richard Albert Bonnette | 1561248 | 7 | 04/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Eugene Hannum | 2056033 | 1 | 04/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Doyle Dammert | 2108906 | 3 | 03/19/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Ralph Lynch | 1351959 | 2 | 03/12/2003 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |