Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Keith Person | 2456838 | 3 | 04/19/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Lynn Mitchell | 1523211 | 5 | 04/19/2004 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Martin Allen Stevens | 1804469 | 7 | 04/05/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Francine Lee Frechter | 1224323 | 3 | 03/11/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Allen Pritchard | 1847197 | 1 | 03/01/2004 | Customer Dispute | Denied | $11,360.00 | $0.00 | See FINRA Report |
| Steven Wayne Jackson | 2942390 | 1 | 02/18/2004 | Customer Dispute | Denied | $6,807.70 | $0.00 | See FINRA Report |
| Frederick Scott Witham | 2543799 | 2 | 02/04/2004 | Customer Dispute | Denied | $89,000.00 | $0.00 | See FINRA Report |
| Robert Barrett Boatner | 2735390 | 1 | 01/22/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Odelli | 2199753 | 2 | 01/07/2004 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Richard Albert Bonnette | 1561248 | 7 | 12/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |