Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard T Cochran | 49377 | 4 | 11/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerry Michael Heine | 860181 | 3 | 10/21/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Starlitte Chatgnier Townsend | 3278722 | 1 | 10/14/2004 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Samuel V Morse Jr | 2609705 | 2 | 10/14/2004 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Vicki Elaine Cherry | 1542081 | 3 | 10/12/2004 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| William Robert Mielke | 1219765 | 6 | 07/23/2004 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| David James Altman | 1871039 | 1 | 06/28/2004 | Customer Dispute | Denied | $35,569.00 | $0.00 | See FINRA Report |
| Steven Michael Chmara | 2573345 | 1 | 05/15/2004 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Norman Martin Fishbein | 208493 | 3 | 04/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Perry Evan Fishbein | 2202636 | 2 | 04/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |