Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Remey | 1465920 | 1 | 07/14/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael James Kazacos | 2823410 | 2 | 07/05/2005 | Customer Dispute | Denied | $8,700.00 | $0.00 | See FINRA Report |
| Karl David Reed | 1339921 | 1 | 06/30/2005 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Thomas Alan Bevan | 2736907 | 1 | 06/24/2005 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Delongis | 1053118 | 2 | 05/24/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melissa Futch | 1422380 | 2 | 04/22/2005 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Larry Rust Toole | 1533007 | 6 | 04/21/2005 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Roxanne Young Bryant | 1215522 | 2 | 04/15/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Chris Kamkutis | 2279395 | 1 | 04/11/2005 | Customer Dispute | Denied | $18,067.00 | $0.00 | See FINRA Report |
| Danny Kay Davis | 853374 | 2 | 02/09/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |