Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph A Muro | 2961805 | 1 | 03/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Richard Grunze | 1678964 | 1 | 03/17/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Patrick Michael Hoch | 1557481 | 3 | 02/04/2008 | Customer Dispute | Denied | $23,500.00 | $0.00 | See FINRA Report |
| James Dustin Curbow | 2774398 | 1 | 12/12/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Coates | 2341264 | 1 | 12/05/2007 | Customer Dispute | Denied | $129,000.00 | $0.00 | See FINRA Report |
| Daniel William Carnevale | 41099 | 4 | 11/16/2007 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Donny Dwain Vogler | 2001272 | 1 | 10/25/2007 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Phillip Arthur Hamilton | 2257268 | 1 | 10/02/2007 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Brent Lane Baumberger | 2050730 | 2 | 09/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Stuart Newell | 854929 | 1 | 08/28/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |