Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Lee Wright | 5065529 | 3 | 09/19/2008 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Gordon | 1635949 | 12 | 09/19/2008 | Customer Dispute | Denied | $42,955.00 | $0.00 | See FINRA Report |
| John Robert Taylor | 1989525 | 10 | 09/11/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Graham Fitzpatrick Starr | 2410533 | 1 | 08/28/2008 | Customer Dispute | Denied | $28,337.00 | $0.00 | See FINRA Report |
| Richard Deveny Reynolds | 2005733 | 1 | 08/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Phillip Laporte | 829039 | 3 | 08/11/2008 | Customer Dispute | Denied | $56,663.70 | $0.00 | See FINRA Report |
| Christopher Merl Johnson | 1080876 | 6 | 06/27/2008 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Aaron B Capan | 4886365 | 1 | 05/05/2008 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| Douglas Charles Houtz | 1934295 | 4 | 04/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vicki Elaine Cherry | 1542081 | 3 | 04/22/2008 | Customer Dispute | Denied | $43,627.50 | $0.00 | See FINRA Report |