Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Edward Getzke | 1998144 | 3 | 12/30/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Edward Getzke | 1998144 | 3 | 12/23/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Raymond Lisowski | 1011572 | 2 | 12/23/2008 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Ronald Lee Wruck | 1899306 | 2 | 12/18/2008 | Customer Dispute | Denied | $80,461.20 | $0.00 | See FINRA Report |
| Leonard Whitson Marryott | 2191533 | 2 | 12/11/2008 | Customer Dispute | Denied | $74,360.00 | $0.00 | See FINRA Report |
| Steven Lee Hagood | 5024796 | 1 | 12/01/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Howard Francis Lewis | 800753 | 1 | 11/28/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Peter Wallace | 1669378 | 2 | 11/26/2008 | Customer Dispute | Denied | $1,500,000.00 | $0.00 | See FINRA Report |
| Martin Benno Welzmuller | 2417850 | 2 | 11/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Daer Reich | 4713249 | 2 | 11/07/2008 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |