Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Michael Sanders | 1660986 | 5 | 05/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Michael Volpe | 1112161 | 2 | 05/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Editha Santos Shemke | 4135649 | 1 | 04/30/2010 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Stephen Scott Brown | 1799847 | 3 | 04/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcus Skinner Childers | 1600346 | 1 | 04/15/2010 | Customer Dispute | Denied | $127,084.00 | $0.00 | See FINRA Report |
| Todd Allen Rinderer | 1764251 | 3 | 03/05/2010 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Douglas Charles Houtz | 1934295 | 4 | 01/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Havnor Coakley | 4222573 | 1 | 01/14/2010 | Customer Dispute | Denied | $550,000.00 | $0.00 | See FINRA Report |
| William Dickinson Linas | 4802084 | 2 | 12/23/2009 | Customer Dispute | Denied | $27,118.00 | $0.00 | See FINRA Report |
| Norman McInnis Nicolson | 1439154 | 1 | 11/16/2009 | Customer Dispute | Denied | $24,990.00 | $0.00 | See FINRA Report |