Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Eric Suess | 1950146 | 2 | 09/12/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diego Canalda | 2952690 | 2 | 08/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert John Stangel | 2948977 | 1 | 08/19/2013 | Customer Dispute | Denied | $76,270.40 | $0.00 | See FINRA Report |
| Bruce James Loder | 1156379 | 2 | 08/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Allen Rinderer | 1764251 | 3 | 06/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott William MacOlino | 2402121 | 6 | 04/22/2013 | Customer Dispute | Denied | $800,000.00 | $0.00 | See FINRA Report |
| James Matthew Duncan | 5560221 | 1 | 03/26/2013 | Customer Dispute | Denied | $6,750.00 | $0.00 | See FINRA Report |
| Mary Schroeder Giersz | 1344291 | 1 | 03/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randolph Jerry Sinz | 707317 | 2 | 03/02/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Wren Bell | 1753271 | 1 | 02/05/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |