Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Wirth | 867894 | 1 | 01/16/2000 | Customer Dispute | Denied | $66,427.00 | $0.00 | See FINRA Report |
| Katharine Hutchinson Boyer | 714150 | 1 | 01/07/2000 | Customer Dispute | Denied | $9,495.00 | $0.00 | See FINRA Report |
| Terry Max Beeman | 1015086 | 3 | 01/06/2000 | Customer Dispute | Award / Judgment | $1,069,000.00 | $74,241.20 | See FINRA Report |
| Todd Howard Crutchley | 2164521 | 1 | 12/22/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Edward Duch | 1098687 | 1 | 12/21/1999 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Donald Bruce Scharenberg | 865859 | 1 | 12/15/1999 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Barth Carl Roberts | 1787818 | 1 | 11/29/1999 | Customer Dispute | Closed-No Action | $75,953.00 | $0.00 | See FINRA Report |
| Samuel Freeman Russell | 1063590 | 1 | 11/29/1999 | Customer Dispute | Settled | $30,192.00 | $0.00 | See FINRA Report |
| John Robert Patterson | 2342655 | 3 | 11/26/1999 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Delongis | 1053118 | 2 | 11/08/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |