Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Loren Myers | 1180908 | 2 | 04/28/2000 | Customer Dispute | Pending | $9,990.63 | $0.00 | See FINRA Report |
| James Edward Dzikowski | 2342124 | 1 | 04/20/2000 | Customer Dispute | Award / Judgment | $16,788.00 | $6,400.00 | See FINRA Report |
| John Robert Taylor | 1989525 | 10 | 04/07/2000 | Customer Dispute | Settled | $53,700.00 | $0.00 | See FINRA Report |
| Andrew Ernest Jones | 1255379 | 1 | 04/03/2000 | Customer Dispute | Denied | $8,219.75 | $0.00 | See FINRA Report |
| John Hunter Tillotson | 1320717 | 4 | 03/29/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Jay Cohen | 2528898 | 4 | 02/23/2000 | Customer Dispute | Denied | $8,547.00 | $0.00 | See FINRA Report |
| Todd Allen Rinderer | 1764251 | 3 | 02/16/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Edward J Yen | 867919 | 4 | 02/04/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Albert Bonnette | 1561248 | 7 | 02/02/2000 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| John Robert Patterson | 2342655 | 3 | 01/18/2000 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |