Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Kyle Anderson | 5413 | 5 | 10/24/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sheila Adele Steury | 2405354 | 1 | 10/16/2000 | Customer Dispute | Award / Judgment | $30,000.00 | $29,306.00 | See FINRA Report |
| Richard Francis Crosby | 2218181 | 2 | 09/14/2000 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| Christopher Joseph Cerniglia | 2152512 | 1 | 09/13/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Randall Jay Powers | 1710653 | 2 | 09/07/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Francis Fusco | 216049 | 1 | 09/06/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Raymond White | 1540329 | 1 | 09/06/2000 | Customer Dispute | Settled | $8,900.00 | $0.00 | See FINRA Report |
| Timothy Russell Harris | 2173650 | 1 | 08/31/2000 | Customer Dispute | Settled | $27,227.00 | $0.00 | See FINRA Report |
| Steven Danieli | 1095496 | 5 | 08/30/2000 | Customer Dispute | Settled | $700,862.00 | $0.00 | See FINRA Report |
| John Joseph McCarthy | 1905955 | 1 | 08/28/2000 | Customer Dispute | Settled | $54,699.00 | $0.00 | See FINRA Report |