Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Allen Stevens | 1804469 | 7 | 03/04/2002 | Customer Dispute | Denied | $11,257.00 | $0.00 | See FINRA Report |
| Martin Allen Stevens | 1804469 | 7 | 03/04/2002 | Customer Dispute | Denied | $13,476.20 | $0.00 | See FINRA Report |
| Jeffrey Scott Luedke | 873796 | 4 | 02/15/2002 | Customer Dispute | Denied | $86,000.00 | $0.00 | See FINRA Report |
| Vikram Kumar Sood | 4357222 | 1 | 02/12/2002 | Customer Dispute | Settled | $12,734.80 | $0.00 | See FINRA Report |
| Edwin Jerry Kinney | 1011429 | 1 | 02/05/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Jerome Prassas | 2271394 | 1 | 01/31/2002 | Customer Dispute | Settled | $388,077.00 | $0.00 | See FINRA Report |
| Matt T Ardoyno | 3024917 | 1 | 01/29/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Diane Harriette Denham | 708921 | 1 | 01/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor Francis Russo | 1754711 | 1 | 01/18/2002 | Customer Dispute | Settled | $20,471.50 | $0.00 | See FINRA Report |
| Jonathan Isler | 2373227 | 3 | 01/17/2002 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |