Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Brian Lyall | 2970073 | 2 | 12/18/2002 | Customer Dispute | Withdrawn | $153,676.00 | $0.00 | See FINRA Report |
| Brian Douglas Talgo | 1790405 | 1 | 12/09/2002 | Customer Dispute | Award / Judgment | $375,000.00 | $272,424.00 | See FINRA Report |
| Scott William MacOlino | 2402121 | 6 | 12/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Province | 1309740 | 1 | 12/02/2002 | Customer Dispute | Denied | $270,000.00 | $0.00 | See FINRA Report |
| Matthew Robert Naula | 345238 | 3 | 11/27/2002 | Customer Dispute | Settled | $535,969.00 | $0.00 | See FINRA Report |
| Richard Albert Bonnette | 1561248 | 7 | 11/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew C Arness | 2704740 | 1 | 11/08/2002 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| David Raymond Parker | 1476647 | 1 | 11/06/2002 | Customer Dispute | Settled | $154,000.00 | $0.00 | See FINRA Report |
| Manuel David Lozano | 1004483 | 9 | 10/28/2002 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Dill | 736761 | 6 | 10/19/2002 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |