Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Peter Campolongo | 2856973 | 1 | 01/22/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven M Schwary | 2316561 | 8 | 01/20/2004 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Michael Neal Rosenthal | 2408661 | 3 | 01/16/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John R Weiss | 2335816 | 2 | 01/08/2004 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Odelli | 2199753 | 2 | 01/07/2004 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Johnson Powell Noerdlinger | 2515218 | 2 | 12/31/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Depasqua | 1202978 | 2 | 12/15/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Albert Bonnette | 1561248 | 7 | 12/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Long | 856325 | 2 | 11/11/2003 | Customer Dispute | Closed-No Action | $3,105,320.00 | $0.00 | See FINRA Report |
| Herbert Charles Buchbinder | 34261 | 5 | 10/21/2003 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |