Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Mark Cash | 2870741 | 2 | 08/23/2005 | Customer Dispute | Denied | $14,600.00 | $0.00 | See FINRA Report |
| John Marinus van Donge | 1840127 | 3 | 08/01/2005 | Customer Dispute | Settled | $3,084,940.00 | $0.00 | See FINRA Report |
| Robert William Beck | 1245403 | 10 | 08/01/2005 | Customer Dispute | Settled | $127,979.00 | $0.00 | See FINRA Report |
| Mark James Stevenson | 436079 | 9 | 07/25/2005 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Mark Stephen Lazart | 859943 | 1 | 07/25/2005 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Perry Evan Fishbein | 2202636 | 2 | 07/25/2005 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| David Scott Remey | 1465920 | 1 | 07/14/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert David Traitz | 1158088 | 5 | 07/07/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael James Kazacos | 2823410 | 2 | 07/05/2005 | Customer Dispute | Denied | $8,700.00 | $0.00 | See FINRA Report |
| Karl David Reed | 1339921 | 1 | 06/30/2005 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |