Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph A Muro | 2961805 | 1 | 03/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sibyl Catherine Saager-Zekic | 1381231 | 1 | 03/25/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Henry Edward Frenzel | 4461980 | 1 | 03/24/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Lee Carter | 807305 | 2 | 03/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Halbert Lansden | 2384906 | 3 | 03/17/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Todd Richard Grunze | 1678964 | 1 | 03/17/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Vicki Elaine Cherry | 1542081 | 3 | 03/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marie Helene Steinman | 4777243 | 5 | 03/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Jean Allan | 4247593 | 1 | 03/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffery Lyn Howard | 1416918 | 1 | 03/05/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |