Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory J Schaller | 4251842 | 2 | 04/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Carroll Prebay | 2286389 | 2 | 04/04/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Francis Johnson | 4406467 | 1 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Marinus van Donge | 1840127 | 3 | 04/02/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Montford Lee Turley | 2720599 | 1 | 04/02/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dow Tomlinson | 3172891 | 2 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Halbert Lansden | 2384906 | 3 | 04/01/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Howard Cole | 2916796 | 1 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Furman | 1928089 | 1 | 03/31/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth John Meixner | 2578726 | 2 | 03/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |