Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Robert Gordon | 1635949 | 12 | 09/19/2008 | Customer Dispute | Denied | $42,955.00 | $0.00 | See FINRA Report |
| Robert William Beck | 1245403 | 10 | 09/16/2008 | Customer Dispute | Settled | $80,429.90 | $0.00 | See FINRA Report |
| Robert William Beck | 1245403 | 10 | 09/15/2008 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John Robert Taylor | 1989525 | 10 | 09/11/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert William Voorhees | 4505028 | 3 | 09/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Jay Lowi | 2512923 | 3 | 09/08/2008 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Graham Fitzpatrick Starr | 2410533 | 1 | 08/28/2008 | Customer Dispute | Denied | $28,337.00 | $0.00 | See FINRA Report |
| Richard Deveny Reynolds | 2005733 | 1 | 08/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Michael Sanders | 1660986 | 5 | 08/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Sniezek | 1461582 | 1 | 08/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |