Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elliott Alexis Greenberg | 4798372 | 1 | 10/01/2008 | Customer Dispute | Settled | $296,000.00 | $0.00 | See FINRA Report |
| Gary Lee Tibbs | 1774870 | 1 | 09/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert William Beck | 1245403 | 10 | 09/30/2008 | Customer Dispute | Denied | $90,320.00 | $0.00 | See FINRA Report |
| Morton Elwood Wolverton | 1916382 | 8 | 09/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Earl Dickman | 1424229 | 1 | 09/28/2008 | Customer Dispute | Withdrawn | $8,355.00 | $0.00 | See FINRA Report |
| David Charles de Sola Morris | 873990 | 1 | 09/25/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert William Beck | 1245403 | 10 | 09/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Marshall Jelderks | 2303460 | 2 | 09/25/2008 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Robert William Beck | 1245403 | 10 | 09/22/2008 | Customer Dispute | Denied | $60,774.30 | $0.00 | See FINRA Report |
| Jesse Lee Wright | 5065529 | 3 | 09/19/2008 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |