Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Richard Bridgers | 2801604 | 1 | 11/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger Lowell Wilkie | 467135 | 8 | 11/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Rust Toole | 1533007 | 6 | 11/04/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sean Malcolm Drinan | 2361544 | 1 | 11/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Roger Drinan | 72044 | 1 | 11/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Robert Taylor | 1989525 | 10 | 10/31/2008 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Edward Adams Ferguson | 2465791 | 2 | 10/28/2008 | Customer Dispute | Closed-No Action | $127,229.00 | $0.00 | See FINRA Report |
| Michael Daniel Cox | 2471862 | 1 | 10/22/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Chad Anthony Lojewski | 2690892 | 2 | 10/20/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert William Beck | 1245403 | 10 | 10/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |