Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Long | 1968926 | 2 | 10/14/2009 | Customer Dispute | Settled | $221,000.00 | $0.00 | See FINRA Report |
| John Barry Jenkins | 1473998 | 4 | 10/06/2009 | Customer Dispute | Denied | $48,087.00 | $0.00 | See FINRA Report |
| Leonard Whitson Marryott | 2191533 | 2 | 10/05/2009 | Customer Dispute | Settled | $167,000.00 | $0.00 | See FINRA Report |
| Keith Allen Walker | 2888577 | 4 | 10/01/2009 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Evan Hennessy | 1260321 | 1 | 09/29/2009 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Scott Allen Measner | 2730240 | 2 | 09/29/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clark Robert Durham | 1738425 | 2 | 09/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Dickinson Linas | 4802084 | 2 | 09/19/2009 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Risse | 2105292 | 3 | 09/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph John Mamer | 1368291 | 3 | 09/09/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |