Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Brent Metcalf | 1484448 | 1 | 11/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jon Thomas Nelson | 346156 | 3 | 11/10/2009 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Grayson Glenn Hopper | 2676816 | 1 | 11/06/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jerome Vance Raders | 2337927 | 3 | 11/04/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Douglas Harris | 2223899 | 3 | 11/02/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Calaman | 844749 | 3 | 10/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew B Woolworth | 4407177 | 2 | 10/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Barry Jenkins | 1473998 | 4 | 10/23/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Andrew J Bransky | 2680736 | 2 | 10/15/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Willard Eldon Bransky | 29053 | 2 | 10/15/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |