Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John Hickey | 4989648 | 2 | 02/18/2011 | Customer Dispute | Denied | $29,329.00 | $0.00 | See FINRA Report |
| Larry Randolph Isley | 255580 | 1 | 02/09/2011 | Customer Dispute | Closed-No Action | $21,250.00 | $0.00 | See FINRA Report |
| Alan Thomas Matlosz | 2259304 | 1 | 01/24/2011 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |
| Mark Wayne Severson | 1280938 | 5 | 12/16/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Damian Lawrance Campagnano | 2885833 | 1 | 12/10/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Evan Rohrbough | 1248560 | 2 | 12/10/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Ward Silverman | 1915352 | 2 | 11/15/2010 | Customer Dispute | Denied | $52,262.00 | $0.00 | See FINRA Report |
| Robert David Cohen | 1162192 | 6 | 11/09/2010 | Customer Dispute | Settled | $466,000.00 | $0.00 | See FINRA Report |
| Manuel David Lozano | 1004483 | 9 | 10/18/2010 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Stanton Konrad Jones | 1012236 | 2 | 10/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |