Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randolph Jerry Sinz | 707317 | 2 | 03/02/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Wren Bell | 1753271 | 1 | 02/05/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angela Marie Jaeger | 2630873 | 1 | 02/04/2013 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Alan Eisenstadt | 1230599 | 3 | 01/30/2013 | Customer Dispute | Settled | $85,670.00 | $0.00 | See FINRA Report |
| Russell Richard Reinsch | 2387053 | 1 | 01/11/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Marc Efram Sukoneck | 2922106 | 6 | 01/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Dwayne Westerfeld | 2377270 | 1 | 12/28/2012 | Customer Dispute | Denied | $37,325.40 | $0.00 | See FINRA Report |
| Joseph Depasqua | 1202978 | 2 | 10/31/2012 | Customer Dispute | Denied | $300,397.00 | $0.00 | See FINRA Report |
| Patricia Ann Stark | 2172837 | 3 | 10/26/2012 | Customer Dispute | Settled | $384,554.00 | $0.00 | See FINRA Report |
| Barry Marc Geltzeiler | 1453643 | 2 | 10/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |