Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott William MacOlino | 2402121 | 6 | 04/22/2013 | Customer Dispute | Denied | $800,000.00 | $0.00 | See FINRA Report |
| James Matthew Duncan | 5560221 | 1 | 03/26/2013 | Customer Dispute | Denied | $6,750.00 | $0.00 | See FINRA Report |
| Mary Schroeder Giersz | 1344291 | 1 | 03/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kerry John Mangano | 1059546 | 5 | 03/26/2013 | Customer Dispute | Settled | $147,500.00 | $0.00 | See FINRA Report |
| Edward Joseph Valdettaro | 1056727 | 1 | 03/25/2013 | Customer Dispute | Withdrawn | $360,381.00 | $0.00 | See FINRA Report |
| Clark Robert Durham | 1738425 | 2 | 03/13/2013 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
| Randy Lee Baker | 1763162 | 1 | 03/11/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Scheier | 2820778 | 3 | 03/05/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Marc Efram Sukoneck | 2922106 | 6 | 03/04/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Patrick MacDonald | 3086222 | 1 | 03/03/2013 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |