Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Jay Meyers | 333327 | 8 | 01/11/2017 | Customer Dispute | Settled | $281,134.00 | $0.00 | See FINRA Report |
| Barry Michael Stocker | 4876725 | 1 | 01/09/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Damien Didier Gerald Caillault | 5533161 | 1 | 01/04/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Isler | 2373227 | 3 | 12/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Elliot Gottesman | 1500177 | 8 | 12/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael John Brewster | 2294956 | 2 | 12/23/2016 | Customer Dispute | Settled | $535,000.00 | $0.00 | See FINRA Report |
| Nathan Louis Karras | 264588 | 5 | 12/15/2016 | Customer Dispute | Settled | $28,296.00 | $0.00 | See FINRA Report |
| Jerome Vance Raders | 2337927 | 3 | 11/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Fallon Kregor | 2403684 | 11 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Charles Birdwell | 6320816 | 1 | 10/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |