Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl Edward Schulman | 415586 | 1 | 01/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard T Cochran | 49377 | 4 | 12/20/1995 | Customer Dispute | Settled | $204,621.00 | $0.00 | See FINRA Report |
| Herbert Charles Buchbinder | 34261 | 5 | 12/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Kramer | 1014174 | 2 | 11/27/1995 | Customer Dispute | Award / Judgment | $4,519.00 | $0.00 | See FINRA Report |
| Michael John Petrucelli | 1183809 | 5 | 10/31/1995 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Gayle Bomar | 25377 | 2 | 10/30/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Paul Verbic | 2273007 | 3 | 10/25/1995 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Donald Arthur Bernard | 1789480 | 1 | 09/12/1995 | Customer Dispute | Award / Judgment | $5,748.12 | $2,949.06 | See FINRA Report |
| Thomas Jeremiah Adams | 822457 | 1 | 08/18/1995 | Customer Dispute | Award / Judgment | $95,000.00 | $1,500.00 | See FINRA Report |
| Harold Jay Meyers | 333327 | 8 | 07/25/1995 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |