Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Harold Scherr | 2100986 | 1 | 09/25/1996 | Customer Dispute | Settled | $455,375.00 | $0.00 | See FINRA Report |
| Steven Lewis Sellman | 1611870 | 2 | 09/05/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Janet Lisa Stamato | 1639009 | 1 | 08/04/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert James Debeer | 1223684 | 3 | 06/21/1996 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Harry Edward Fischer | 829238 | 4 | 06/10/1996 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Harold Jay Meyers | 333327 | 8 | 03/22/1996 | Customer Dispute | Settled | $47,856.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Luedke | 873796 | 4 | 03/07/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harry Edward Fischer | 829238 | 4 | 02/29/1996 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Krause | 1155970 | 1 | 02/12/1996 | Customer Dispute | Award / Judgment | $0.00 | $18,238.50 | See FINRA Report |
| Michael John Petrucelli | 1183809 | 5 | 02/08/1996 | Customer Dispute | Settled | $861,794.00 | $0.00 | See FINRA Report |