Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ari Jordan Spar | 2274289 | 2 | 09/28/1998 | Customer Dispute | Settled | $205,997.00 | $0.00 | See FINRA Report |
| Harold Jay Meyers | 333327 | 8 | 09/16/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Milton J Smylie Jr | 429435 | 3 | 09/14/1998 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Wiley Carter Hutchins | 1561243 | 1 | 09/02/1998 | Customer Dispute | Denied | $220,000.00 | $0.00 | See FINRA Report |
| Robert Matthew Muller | 1955323 | 1 | 09/01/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Frank Collini | 2225159 | 1 | 08/18/1998 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Herbert Charles Buchbinder | 34261 | 5 | 08/06/1998 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Steve Murray Braunberger | 714433 | 1 | 08/03/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Marc Walzer | 2263787 | 1 | 07/31/1998 | Customer Dispute | Settled | $91,956.00 | $0.00 | See FINRA Report |
| Robert William Kuech | 874818 | 2 | 07/10/1998 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |