Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Kaye Klinger | 1974398 | 6 | 01/05/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Odelli | 2199753 | 2 | 12/22/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin Allen Stevens | 1804469 | 7 | 12/15/1998 | Customer Dispute | Denied | $13,367.90 | $0.00 | See FINRA Report |
| Larry Dean Watts | 1091948 | 2 | 12/01/1998 | Customer Dispute | Award / Judgment | $36,934.50 | $16,011.00 | See FINRA Report |
| Brian Kent Maddox | 1062052 | 2 | 11/10/1998 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Thomas L Lawrence Huber | 1475881 | 4 | 10/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christian Hax McCullough | 1551857 | 1 | 10/26/1998 | Customer Dispute | Denied | $714,227.00 | $0.00 | See FINRA Report |
| Michael Andrew Mulhaul | 1009370 | 7 | 10/19/1998 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| David Saul Minker | 336377 | 8 | 10/08/1998 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| John David McAtee | 1139479 | 2 | 10/02/1998 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |