Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Todd Strehl | 2604589 | 1 | 03/19/1999 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Michael John Witous | 1566239 | 1 | 03/17/1999 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Risse | 2105292 | 3 | 02/15/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Stephen Myatt | 1000072 | 1 | 02/12/1999 | Customer Dispute | Settled | $85,110.40 | $0.00 | See FINRA Report |
| David John Drozdowicz | 1893771 | 1 | 02/09/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Louis Okun | 351789 | 3 | 02/08/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Bruce Nearier | 708959 | 2 | 02/02/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rosario Joseph Petrizzo | 1018665 | 3 | 01/25/1999 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Steven Elliot Gottesman | 1500177 | 8 | 01/22/1999 | Customer Dispute | Award / Judgment | $15,000.00 | $1,922.43 | See FINRA Report |
| Marc B Karp | 873902 | 1 | 01/18/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |