Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michele Ann Cole | 1320456 | 2 | 07/27/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| N David Hoover | 1722534 | 4 | 02/20/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Everett Gleaves | 2737813 | 1 | 10/24/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Steven Goldwater | 866798 | 3 | 12/24/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Murphy | 2377805 | 2 | 09/11/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Dill | 736761 | 6 | 08/19/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Kaye Klinger | 1974398 | 6 | 07/17/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Murphy | 2377805 | 2 | 04/22/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michele Ann Cole | 1320456 | 2 | 11/25/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Craig Cherkas | 2489595 | 3 | 06/15/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |