Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Katherine Greene | 4483596 | 1 | 08/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Gruber | 4488057 | 2 | 07/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Mark Hall | 4072987 | 1 | 04/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandt James Hakanson | 2626201 | 1 | 06/12/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Bruce Nearier | 708959 | 2 | 06/02/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Robert Bayer | 2164766 | 1 | 05/26/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jill Marie Connelly | 1881340 | 1 | 05/12/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Gruber | 4488057 | 2 | 09/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Scott McCann | 2072616 | 2 | 04/25/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randy Alexander Bettich | 1569627 | 2 | 12/26/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |