Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Linzy Ransom | 2473427 | 1 | 01/02/2003 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Thomas Meredith Bolton | 1398115 | 3 | 10/16/2002 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Scott William MacOlino | 2402121 | 6 | 08/22/2002 | Customer Dispute | Closed-No Action | $641,400.00 | $0.00 | See FINRA Report |
| Tana Marie Reich | 2969966 | 4 | 07/16/2002 | Customer Dispute | Closed-No Action | $10,248.60 | $0.00 | See FINRA Report |
| Stephen Gerard Mosca | 2031740 | 5 | 07/10/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Barry Devan Gangwer | 822579 | 1 | 06/26/2002 | Customer Dispute | Closed-No Action | $235,000.00 | $0.00 | See FINRA Report |
| Steven Michael Thompson | 1584948 | 2 | 03/14/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matt T Ardoyno | 3024917 | 1 | 01/29/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert William Beck | 1245403 | 10 | 10/24/2001 | Customer Dispute | Closed-No Action | $10,688.20 | $0.00 | See FINRA Report |
| Robert Ratcliffe Heinze | 2574199 | 2 | 10/18/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |