Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Depasqua | 1202978 | 2 | 12/15/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Long | 856325 | 2 | 11/11/2003 | Customer Dispute | Closed-No Action | $3,105,320.00 | $0.00 | See FINRA Report |
| Mark Ernest Cissel | 2465318 | 1 | 10/10/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John L Hage | 2868679 | 1 | 09/03/2003 | Customer Dispute | Closed-No Action | $260,000.00 | $0.00 | See FINRA Report |
| Timothy Alexis Johnson | 874358 | 4 | 06/30/2003 | Customer Dispute | Closed-No Action | $19,768.00 | $0.00 | See FINRA Report |
| Kurt David Yelle | 2163257 | 1 | 04/16/2003 | Customer Dispute | Closed-No Action | $600,000.00 | $0.00 | See FINRA Report |
| David Patrick Kurcon | 2519690 | 1 | 02/25/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Robert Taylor | 1989525 | 10 | 02/24/2003 | Customer Dispute | Closed-No Action | $68,000.00 | $0.00 | See FINRA Report |
| Randall Kent Minas | 821449 | 6 | 01/08/2003 | Customer Dispute | Closed-No Action | $240,000.00 | $0.00 | See FINRA Report |
| Randall Kent Minas | 821449 | 6 | 01/08/2003 | Customer Dispute | Closed-No Action | $19,498.00 | $0.00 | See FINRA Report |