Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dryden James Geronimi | 4269874 | 2 | 08/23/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Luterbach | 2703125 | 1 | 01/12/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Evan Hennessy | 1260321 | 1 | 09/29/2009 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Robert Dwight Ravensberg | 827489 | 1 | 04/08/2009 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Timm Brian Schreiber | 4401359 | 1 | 01/08/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Scott Longo | 2071552 | 1 | 01/05/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eric L Moxon | 3076291 | 1 | 11/07/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Edward Adams Ferguson | 2465791 | 2 | 10/28/2008 | Customer Dispute | Closed-No Action | $127,229.00 | $0.00 | See FINRA Report |
| Kishen Michael Mahendra | 4359041 | 1 | 10/09/2008 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Joseph John Mamer | 1368291 | 3 | 06/11/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |