Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Morton Elwood Wolverton | 1916382 | 8 | 12/05/2001 | Customer Dispute | Award / Judgment | $500,000.00 | $7,456.76 | See FINRA Report |
| Richard Stephen Murphy | 343399 | 1 | 11/02/2001 | Customer Dispute | Award / Judgment | $24,900,000.00 | $704,036.00 | See FINRA Report |
| James Scott Salmon | 2148545 | 2 | 09/10/2001 | Customer Dispute | Award / Judgment | $60,000.00 | $42,443.00 | See FINRA Report |
| Bruce James Loder | 1156379 | 2 | 09/06/2001 | Customer Dispute | Award / Judgment | $175,000.00 | $86,000.00 | See FINRA Report |
| Mark Hemphill Mathisen | 1615086 | 2 | 07/02/2001 | Customer Dispute | Award / Judgment | $20,000.00 | $11,523.30 | See FINRA Report |
| Thomas Leroy Weimer | 824844 | 1 | 02/21/2001 | Customer Dispute | Award / Judgment | $1,166.00 | $583.33 | See FINRA Report |
| Jerome Vance Raders | 2337927 | 3 | 02/21/2001 | Customer Dispute | Award / Judgment | $880,289.00 | $1.00 | See FINRA Report |
| Sheila Adele Steury | 2405354 | 1 | 10/16/2000 | Customer Dispute | Award / Judgment | $30,000.00 | $29,306.00 | See FINRA Report |
| James Edward Dzikowski | 2342124 | 1 | 04/20/2000 | Customer Dispute | Award / Judgment | $16,788.00 | $6,400.00 | See FINRA Report |
| Terry Max Beeman | 1015086 | 3 | 01/06/2000 | Customer Dispute | Award / Judgment | $1,069,000.00 | $74,241.20 | See FINRA Report |