Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel, Nicolaus & Company, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clay Harrison Evans | 2981775 | 2 | 07/14/2009 | Customer Dispute | Award / Judgment | $53,100.00 | $5,675.00 | See FINRA Report |
| Anthony Allen Russo | 2115356 | 3 | 11/11/2005 | Customer Dispute | Award / Judgment | $123,331.00 | $84,000.00 | See FINRA Report |
| James Scott Salmon | 2148545 | 2 | 09/17/2003 | Customer Dispute | Award / Judgment | $0.00 | $103,315.00 | See FINRA Report |
| Ryan D Hancock | 1600522 | 1 | 06/23/2003 | Customer Dispute | Award / Judgment | $0.00 | $278,091.00 | See FINRA Report |
| Kenneth Edward Chapin | 1052210 | 5 | 12/23/2002 | Customer Dispute | Award / Judgment | $500,000.00 | $239,544.00 | See FINRA Report |
| Brian Douglas Talgo | 1790405 | 1 | 12/09/2002 | Customer Dispute | Award / Judgment | $375,000.00 | $272,424.00 | See FINRA Report |
| Stephen Jay Cohen | 2528898 | 4 | 10/18/2002 | Customer Dispute | Award / Judgment | $452,000.00 | $46,640.00 | See FINRA Report |
| Ron A Josey | 2588031 | 1 | 09/30/2002 | Customer Dispute | Award / Judgment | $250,000.00 | $139,732.00 | See FINRA Report |
| James Franklin Bernard | 2550802 | 5 | 06/27/2002 | Customer Dispute | Award / Judgment | $250,000.00 | $130,500.00 | See FINRA Report |
| Daniel James Statz | 1921163 | 1 | 12/31/2001 | Customer Dispute | Award / Judgment | $313,190.00 | $65,049.60 | See FINRA Report |