Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northern Trust Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Justin Saltzman | 4212391 | 1 | 07/20/2017 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Russell John Andersen | 2288717 | 2 | 01/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbara Luis | 2493040 | 4 | 11/10/2009 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Jeremy David Honness | 2780349 | 1 | 10/09/2008 | Customer Dispute | Denied | $12,527.60 | $0.00 | See FINRA Report |
| Ryan Leslie Lachmansingh | 4259206 | 1 | 02/08/2008 | Customer Dispute | Denied | $15,783.60 | $0.00 | See FINRA Report |
| Barbara Luis | 2493040 | 4 | 12/24/2007 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Karen Julene Cameron | 3021618 | 1 | 11/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |