Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David F Teska | 6283833 | 1 | 11/28/2023 | Customer Dispute | Denied | $11,132.00 | $0.00 | See FINRA Report |
| Mirsad Jakupi | 6688493 | 1 | 11/25/2023 | Customer Dispute | Denied | $7,168.00 | $0.00 | See FINRA Report |
| Kenyon Knight | 5910331 | 1 | 11/21/2023 | Customer Dispute | Settled | $7,507.26 | $0.00 | See FINRA Report |
| Jack Anthony Gilson | 7447610 | 2 | 11/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Fried | 4472772 | 4 | 11/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Badreddine Ladjache | 7442995 | 1 | 11/15/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anis Dridi | 5711136 | 1 | 11/13/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hector Tafoya | 6562115 | 1 | 11/09/2023 | Customer Dispute | Denied | $14,427.00 | $0.00 | See FINRA Report |
| Brian Thomas Baxter | 7716020 | 5 | 11/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darren N Bui | 6309285 | 1 | 11/03/2023 | Customer Dispute | Denied | $44,161.00 | $0.00 | See FINRA Report |