Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bertrand Douxami | 4508096 | 1 | 12/31/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Iris Juana Summer | 6739394 | 2 | 12/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Paul Wilson | 2298962 | 2 | 12/18/2023 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Daniel Jacobs | 6141871 | 2 | 12/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sam C Schoner | 1928356 | 3 | 12/07/2023 | Customer Dispute | Pending | $2,500,000.00 | $0.00 | See FINRA Report |
| Joshua U Allen | 6053461 | 1 | 12/07/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Mohammad Sarhan | 4332630 | 3 | 12/07/2023 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Franz A Warren | 2465372 | 3 | 12/07/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Romario Lauture | 7314755 | 1 | 12/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jimmy Diep | 5945719 | 1 | 11/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |